roxanna m. guinan
sr. VP, business development

Roxanna’s 25+ year financial services industry career began in her hometown of Baltimore, MD in the Dividend Department of Alex. Brown & Sons., Inc., a prestigious investment banking firm.

After gaining a well-rounded understanding of brokerage operations in various departments, she moved to New York City to work for the correspondent clearing subsidiary of Citicorp on Wall Street. Roxanna managed several departments including Client Services and established “Executive Services,” a retail services department exclusively for Citicorp executives worldwide. Roxanna has held a variety of positions in operations, product development, client services, broker training, sales and marketing at firms including: Bear Stearns, Merrill Lynch, ADP Clearing & Outsourcing Services, COR Clearing and EQIS Institutional. ​​​